Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
61 advisors
Number of Clients
3,191 clients
Average Client Portfolio
$201K average
Assets Under Management
$640.8M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
Financial Plan Fee:$2,000 - $10,000

Investment management fees are based on a percentage of assets under management, not to exceed 2.00% annually, and are billed monthly in arrears. There's also an administrative and technology fee of up to $100 per account annually for accounts over $10,000. Financial planning is included with investment management services. Stand-alone financial planning fees range from $2,000 to $10,000, fixed and agreed upon in advance.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
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Advisor Information

Office location

1520 West Canal Court, Suite 100, Littleton, CO, 80120

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2016
Final
Judgment / Lien
June 1998
Other Business ActivitiesSells Insurance

David is the owner/agent of Dave Barr CLU LLC, selling life, disability, health, and annuity insurance products since January 2020. He dedicates nearly full-time hours to this business.

Employment History
Current Registrations
Tucker Asset Management LLC
June 2022 - Present · 3 yrs 7 mos
Previous Registrations
Park Avenue Securities LLC Broker
February 2003 - July 2003 · 5 mos
1717 Capital Management CompanyBroker
March 1995 - October 2002 · 7 yrs 7 mos
Princor Financial Services Corporation Broker
February 1992 - April 1995 · 3 yrs 2 mos
Century Investors of America, INC.Broker
December 1987 - February 1992 · 4 yrs 2 mos
Mutual Service CorporationBroker
December 1987 - December 1987 · 0 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.