Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
68 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$160.9M

Fee Structure

Minimum Investment:$5K

Investment management fees range from 1% to 2.5% annually, based on a sliding scale of assets under management, billed quarterly. A flat quarterly fee may be charged if more economical for the client, not exceeding 3%. Minimum investment is generally $5,000, but may be lower for retirement accounts if deemed appropriate. Third-Party Manager (TIM) fees range from 0.10% to 0.60% annually and can be higher than other management services. TIM fees are separate and subtracted from the total fee charged by Dorado.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

Port Washington, NY

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Regulatory History (1)
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Employment Separation After Allegations
January 2025
Employment History
Current Registrations
Dorado Wealth Management LLC
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Western International Securities, INC. Broker
January 2021 - January 2025 · 4 yrs
Western International Securities
January 2021 - October 2022 · 1 yr 9 mos
Citigroup Global Markets INC. Broker
April 2019 - February 2021 · 1 yr 10 mos
Citigroup Global Markets INC.
April 2019 - February 2021 · 1 yr 10 mos
Western International Securities
September 2016 - April 2019 · 2 yrs 7 mos
Western International Securities, INC. Broker
June 2016 - April 2019 · 2 yrs 10 mos
Citigroup Global Markets INC. Broker
March 2008 - June 2016 · 8 yrs 3 mos
UBS Financial Services INC.
October 2006 - August 2007 · 10 mos
UBS Financial Services INC. Broker
September 2006 - August 2007 · 11 mos
Warburg Dillon Read LLCBroker
September 1994 - February 1999 · 4 yrs 5 mos
Chase Securities, INC.Broker
July 1992 - February 1995 · 2 yrs 7 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.