Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4M+ | 1.00% |
UIM may, at its sole discretion and under special circumstances, negotiate its fee.
Fee Estimator
UIM provides discretionary and non-discretionary investment advisory services to individuals, high net worth individuals, institutions, and trusts. Fees for investment advisory services are generally based upon the client's assets under management and are billed quarterly in advance. Annual fees are as follows: First $2,000,000 1.75%, $2,000,001 - $3,000,000 1.50%, $3,000,001 - $4,000,000 1.25 %, Over $4,000,001 1.00%. UIM may, at its sole discretion and under special circumstances, negotiate its fee. The minimum asset size for a new account is $100,000 for Individual Accounts and $250,000 for Institutional Accounts. However, at its sole discretion, UIM may accept an account with an asset size less than these levels.
Areas of Practice
Advisor Information
Office location
Mill Valley, CA
Get directionsRegulatory History (3)
Judgment / Lien
March 2023Customer Dispute
June 2004Customer Dispute
June 1999Other Business Activities
Gordon is an investment advisor at Uhlmann Investment Management LLC since 2017, splitting time between brokerage and RIA business. He is also a general partner at Transfusion Associates, LLC, and a co-founder and managing partner at OnPoint Analytics Capital Partners, dedicating nearly all of his time to the latter. Finally, Gordon is a board member at Swyft, Inc., spending a few hours per week advising the company.