AD

Arthur Todd Doglione

37 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
114 clients
Average Client Portfolio
$957K average
Assets Under Management
$109.1M

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.15%
$3.0M - $5.0M0.95%
$5.0M - $10.0M0.85%
$10.0M - $20.0M0.75%
$20.0M - $50.0M0.60%
$50M+0.40%

Actual fees may be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:$1,000 - $10,000
Hourly Rate:$350/hr

Investment management fees are based on a percentage of your assets under management. For financial planning services beyond those included with investment management, fees are either $350 per hour or a fixed fee ranging from $1,000 to $10,000, depending on the service's scope. Actual investment management fees may be negotiated based on account size and service level. Alpha Fiduciary generally requires an account minimum of $1,000,000.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningReal Estate InvestingHigh Net Worth
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Advisor Information

Office location

20645 N. Pima Road, Suite N-225, Scottsdale, AZ, 85255

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2015
Final
Customer Dispute
January 2004
Denied
Customer Dispute
August 2000
Closed-No Action
Customer Dispute
May 2000
Closed-No Action
Employment History
Current Registrations
Alpha Fiduciary
August 2007 - Present · 18 yrs 5 mos
Previous Registrations
Optimal Capital Advisors, LLC
October 2010 - September 2012 · 1 yr 11 mos
Wislar Wealth Management, LLC
January 2009 - June 2012 · 3 yrs 5 mos
Usf Advisors, LLC
January 2008 - January 2008 · 0 mos
Usf Advisors, LLC
November 2006 - December 2007 · 1 yr 1 mo
Usf Securities, L.P.Broker
November 2006 - December 2007 · 1 yr 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
February 2001 - November 2006 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 1992 - November 2006 · 14 yrs
Painewebber Incorporated Broker
August 1988 - November 1992 · 4 yrs 3 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.
Arthur Todd Doglione - Financial Advisor | AdvisorDiscover