GM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
363 clients
Average Client Portfolio
$102.6M average
Assets Under Management
$37.3B
Fee Structure
Financial Planning:Investment management only
Fees for unaffiliated clients are negotiable, ranging from 0.10% to 1.00% annually based on the market value of assets managed. The level of fees depends on the engagement, account size, asset composition, and client preferences. Fees are billed monthly or quarterly in arrears and are typically non-refundable. Clients are responsible for custodial fees, brokerage expenses, and investment-related costs.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
5910 Mineral Point Rd, Madison, WI, 53705
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Trustage Investment Management
January 2020 - Present · 6 yrs
CUNA Brokerage Services, INC.
March 2017 - Present · 8 yrs 10 mos
CUNA Brokerage Services, INC.Broker
March 2017 - Present · 8 yrs 10 mos
Previous Registrations
CUNA Brokerage Services, INC.
April 2017 - October 2019 · 2 yrs 6 mos
Lincoln Financial Distributors, INC.Broker
March 2014 - December 2015 · 1 yr 9 mos
Ngam Advisors, L.P.
March 2010 - October 2012 · 2 yrs 7 mos
Ngam Distribution, L.P.Broker
March 2010 - October 2012 · 2 yrs 7 mos
Alliancebernstein Investments, INC.Broker
June 2007 - March 2009 · 1 yr 9 mos
Alliancebernstein L.P.
June 2007 - March 2009 · 1 yr 9 mos
Princor Financial Services Corporation
August 2005 - May 2007 · 1 yr 9 mos
Princor Financial Services Corporation Broker
January 2004 - May 2007 · 3 yrs 4 mos
Mmc Securities CORP
November 2002 - December 2003 · 1 yr 1 mo
Mmc Securities CORP.Broker
May 2002 - December 2003 · 1 yr 7 mos
John Hancock Funds, INC.Broker
May 2000 - April 2001 · 11 mos
Putnam Mutual Funds CORP.Broker
February 1993 - December 1999 · 6 yrs 10 mos
Fidelity Investments Institutional Services Company, INC.Broker
February 1991 - January 1993 · 1 yr 11 mos
Pruco Securities Corporation Broker
March 1988 - April 1988 · 1 mo
State Registrations13 states
CTDEMAMDMENHNJNYPARIVAVTWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.