TH

Thomas Woodward Hulick

Strategy Asset Managers L.L.C.
29 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Strategy Asset Managers L.L.C.
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
572 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$741.5M

Fee Structure

Minimum Investment:$250K
Financial Plan Fee:$1,500 - $20,000
Hourly Rate:Up to $400/hr

For Institutional Investment Management, fees are negotiable, with a maximum of 0.750% for the first $25 million, 0.625% for the next $25 million, and 0.500% thereafter. Comprehensive Asset Management has a maximum annual fee of 2.00%, also negotiable. Financial Planning & Consulting is charged hourly (up to $400/hour) or flat fees ($1,500 to $20,000). Retirement Plan Consulting fees will not exceed 1.00% of plan assets.

View Full Brochure on SEC
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth

Advisor Information

Office location

790 E. Colorado Blvd., Suite 200, Pasadena, CA, 91101

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Settled
Customer Dispute
November 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is the CEO/CCO/Founder of Hulick Capital Mgmt, LLC and CEO/Chief Compliance Officer of Strategy Asset Managers L.L.C., both investment advisory firms. He also owns Strategy Insurance Services, LLC, where he works as an insurance agent, dedicating about 10-20% of his time to sales, marketing, and management.

Employment History
Current Registrations
Strategy Asset Managers L.L.C.
May 2018 - Present · 7 yrs 8 mos
Previous Registrations
Newbridge Securities CorporationBroker
March 2019 - May 2020 · 1 yr 2 mos
Monarch Bay Securities, LLCBroker
October 2014 - October 2016 · 2 yrs
Holly Street Wealth Advisors
April 2013 - January 2020 · 6 yrs 9 mos
Trovena Investment Advisors
November 2012 - May 2013 · 6 mos
First Foundation Advisors
March 2011 - October 2012 · 1 yr 7 mos
Uvest Financial Services Group, INC.Broker
November 2007 - September 2010 · 2 yrs 10 mos
Uvest Financial Services Group, INC.
November 2007 - September 2010 · 2 yrs 10 mos
UBS Financial Services INC.
January 2005 - October 2007 · 2 yrs 9 mos
UBS Financial Services INC. Broker
January 2005 - October 2007 · 2 yrs 9 mos
Banc of America Investment Services, INC.
January 2003 - January 2005 · 2 yrs
Banc of America Investment Services, INC.Broker
January 2003 - January 2005 · 2 yrs
Morgan Stanley
July 1997 - December 2002 · 5 yrs 5 mos
Morgan Stanley Dw INC.Broker
July 1995 - December 2002 · 7 yrs 5 mos
State Registrations3 states
CANJTX
Advisor
Exams
No exam information available for this advisor.