Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fees are negotiable based on various criteria.
Fee Estimator
Investment management fees are based on a percentage of assets under management or a flat fee, not to exceed 2.0% per annum. Fees are negotiable based on various criteria. Financial planning fees are also negotiable and can be fixed or hourly. Hourly consulting services are available, with rates varying based on the IAR's expertise. Consulting services for 1031 Exchange recommendations are billed on a fixed fee not to exceed 5% of the assets included in the recommendations. Fees are billed quarterly in advance.
Areas of Practice
Advisor Information
Office location
4800 Bee Caves Road, Austin, TX, 78746
Get directionsRegulatory History (4)
Regulatory
May 2019Regulatory
February 2013Customer Dispute
March 2012Customer Dispute
December 2010Other Business ActivitiesSells Insurance
Katherine is a registered representative at B.B. Graham & Company since 2008, spending about half her time there. She also works for Per Stirling Capital Management as an investment advisor representative/recruiter/HR, dedicating about half her time to financial advising, recruiting, HR activities including obtaining health insurance quotes, and marketing.