AM
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
9198 advisors
Number of Clients
1,134,581 clients
Average Client Portfolio
$713K average
Assets Under Management
$808.8B
Fee Structure
Minimum Investment:$5M
This brochure discusses various advisory programs offered by UBS Financial Services Inc. Fees are calculated as a percentage of assets in the account or a flat or annual fee and are charged on an ongoing basis. The minimum account opening size for the UBS Consolidated Advisory Program (CAP) and UBS Consolidated Advisory Program Select (CAP Select) will be reduced from $10,000,000 to $5,000,000 on or about February 1, 2026.
Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information
Office location
555 California Street, Suite 4650, San Francisco, CA, 94104
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002Award / Judgment
Other Business Activities
Aaron is a limited partner in Champion Ventures and University Technology Ventures, both venture capital fund of funds. He attends an annual meeting for each, requiring minimal time commitment.
Employment History
Current Registrations
UBS Financial Services INC. Broker
April 2016 - Present · 9 yrs 9 mos
UBS Financial Services INC.
April 2016 - Present · 9 yrs 9 mos
Previous Registrations
Credit Suisse Securities (usa) LLCBroker
January 2003 - April 2016 · 13 yrs 3 mos
Credit Suisse Securities (usa) LLC
January 2003 - April 2016 · 13 yrs 3 mos
Donaldson Lufkin & Jenrette Securities Corporation
August 2002 - January 2003 · 5 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 2001 - January 2003 · 1 yr 11 mos
Lehman Brothers INC.Broker
June 1988 - February 2001 · 12 yrs 8 mos
State Registrations33 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.