Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
30 advisors
Number of Clients
592,301 clients
Average Client Portfolio
$129K average
Assets Under Management
$76.6B

Fee Structure

Minimum Annual Fee:$100,000

Fees are typically negotiated with institutional clients and can include fixed fees, basis-point fees, and/or technology licensing fees. Institutional Asset Management fees generally range from 2 to 15 basis points of assets managed, with minimum annual fees of $100,000-$200,000. Strategy fees range from 0-40 basis points. Select list fees range from $50,000 to $400,000 annually. Asset Allocation Services range from $50,000 to $500,000 annually.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

Glastonbury, CT

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morningstar Investment Management LLC
November 2024 - Present · 1 yr 2 mos
Previous Registrations
Envestnet Retirement Solutions, LLC
October 2020 - September 2023 · 2 yrs 11 mos
Apella Capital
March 2018 - November 2018 · 8 mos
Northern Lights Distributors, LLCBroker
March 2018 - March 2018 · 0 mos
Symmetry Partners
May 2014 - November 2018 · 4 yrs 6 mos
MML Investors Services, LLC Broker
September 2013 - April 2014 · 7 mos
Ge Investment Distributors, INCBroker
March 2011 - July 2012 · 1 yr 4 mos
Hartford Life Distributors, LLCBroker
April 2010 - March 2011 · 11 mos
Hartford Equity Sales Company INC.Broker
March 2009 - May 2010 · 1 yr 2 mos
Hartford Securities Distribution Company, INC.Broker
May 2008 - March 2009 · 10 mos
Woodbury Financial Services, INC.
April 2007 - November 2007 · 7 mos
Woodbury Financial Services, INC.Broker
April 2007 - November 2007 · 7 mos
Cantella & Co., INC.
September 2005 - April 2007 · 1 yr 7 mos
Cantella & Co., INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
Capital Brokerage CorporationBroker
November 2001 - June 2004 · 2 yrs 7 mos
Ge Investment Distributors, INCBroker
February 2001 - May 2001 · 3 mos
Fidelity Brokerage Services, INC.Broker
September 1992 - April 1999 · 6 yrs 7 mos
Painewebber Incorporated Broker
September 1991 - September 1992 · 1 yr
State Registrations2 states
CTIL
Advisor
Exams
No exam information available for this advisor.