KL

Kevin Edward Looser

33 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
52 advisors
Number of Clients
9,453 clients
Average Client Portfolio
$367K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

VestGen Advisors charges investment management fees as a percentage of assets under management, up to a maximum of 2% annually. Fees are generally billed quarterly, in advance, based on the custodian's reported value on the last business day of the quarter. In some cases, fees may be billed quarterly in arrears, based on the previous quarter's average daily balance. The firm may charge a lesser fee at its discretion based on various criteria. There is no minimum account size.

Areas of Practice
Investment Management
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Advisor Information

Office location

Lakeview, OH

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2018
Final
Employment Separation After Allegations
September 2017
Other Business ActivitiesSells Insurance

Kevin is an independent life and health insurance agent, spending about 10-20% of his time on this activity. He also facilitates a web-based counseling platform and developed an app for interpretation services, dedicating about 10-20% of his time to this non-investment related activity.

Employment History
Current Registrations
Vestgen Advisors, LLC
February 2025 - Present · 11 mos
Vestgen Investment Management
January 2019 - Present · 7 yrs
Previous Registrations
Spc
September 2010 - October 2017 · 7 yrs 1 mo
Sigma Financial CorporationBroker
September 2005 - October 2017 · 12 yrs 1 mo
Berthel, Fisher & Company Financial Services, INC. Broker
March 2003 - August 2005 · 2 yrs 5 mos
Continental Capital Investment Services, INC.Broker
October 1995 - March 2003 · 7 yrs 5 mos
Key Investments INC.Broker
March 1995 - October 1995 · 7 mos
Society Investments, INC.Broker
December 1993 - March 1995 · 1 yr 3 mos
American Express Financial Advisors INC. Broker
June 1991 - December 1993 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
June 1991 - December 1993 · 2 yrs 6 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.