Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.90% |
| $5K - $1000K | 1.85% |
| $1.0M - $2.0M | 1.65% |
| $2M+ | 1.60% |
Fees are negotiable.
Fee Estimator
Seros Financial charges an annual fee based on assets under management. For example, a $400,000 portfolio would be charged 1.90% annually. The firm generally requires a minimum account size of $500,000, but this may be waived at the firm's discretion. Financial planning and consulting services are billed hourly ($150-$400/hour) or fixed fee ($500-$30,000), depending on the scope and complexity of the services. Ongoing financial planning services are charged an annual fee as negotiated between the client and the firm.
Areas of Practice
Advisor Information
Office location
2141 East Broadway Rd., Suite 220, Tempe, AZ, 85282
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey is an Investment Advisor Representative (IAR) with Seros Financial LLC since 2013. He is also a member of Wilcock Financial LLC, which focuses on non-variable insurance.