Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.5M | 0.75% |
| $3.5M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fee Estimator
CapWealth charges an annual management fee based on a percentage of assets under management, deducted quarterly in advance. The minimum account size is $1,000,000, but this is subject to senior management discretion. The minimum annual account fee is $5,000, which may be waived. An annual administrative fee of $400 is also charged per account to cover performance measurement and reporting. Financial planning is provided as part of comprehensive wealth management services without additional charge, but fixed fees may be charged for financial planning projects outside of traditional wealth management services.
Areas of Practice
Advisor Information
Office location
4031 Aspen Grove Drive, Suite 600, Franklin, TN, 37067
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tracy dedicates about 10% of their time during trading hours to Capwealth Investment Services, LLC. This is an investment-related business.