Carol A Dinh Nhat Quy

Capitol Securities Management, INC.

34 Years of Experience

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Firm Information

Capitol Securities Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

101 advisors

Number of Clients

3,745 clients

Average Client Portfolio

$486K average

Assets Under Management

$1.8B

Fee Structure

Hourly Rate:$150 - $500/hr

CSM charges fees for financial planning and investment advisory services. Financial planning fees can be fixed or hourly, ranging from $150 to $500 per hour. Ongoing financial planning may be billed as a percentage of net worth (up to 1.00% annually). Investment advisory fees are calculated as a percentage of assets under management, with a maximum of 2.0% per annum. Clients may also participate in wrap fee programs, which include investment advisory and brokerage execution costs. Pension consulting fees range from $1,000 to $125,000 per year or up to 1.00% of assets under management.

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Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Advisor Information

Office location

12100 Sunset Hills Road, Suite 100, Reston, VA, 20190

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.