Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis bases its fees primarily on a percentage of assets under management. The maximum fee on the first $250,000 of assets is either 2.50% or 3.00%, depending on whether transaction costs are charged to the client or the advisor, respectively. For the next $750,000, the maximum fee is either 2.25% or 2.75%, and for assets over $1,000,000, the maximum fee is either 2.00% or 2.50%. The fee may be charged as a Floating Rate, Incremental Rate, or Fixed Rate. Aegis may negotiate the fee amount. The Aegis broker-dealer generally charges $10.00 per transaction.
Areas of Practice
Advisor Information
Office location
1467 Union Valley Rd, Suite 203, West Milford, NJ, 07840
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brendan owns Mel Capital, Asset Value, LP, buying and selling securities, dedicating minimal time. He also owns Mel Capital, LLC, gathering leads and quoting health insurance for group plans, spending a few hours per week, and is a principal at Bogart Value Partners, working about a quarter of his time as a brokerage for DBA of Aegis Capital Corp.