BS
CFP · ChFC

Brett Thomas Straub

34 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
167 advisors
Number of Clients
16,688 clients
Average Client Portfolio
$561K average
Assets Under Management
$9.4B

Fee Structure

Financial Plan Fee:$500 - $10,000
Hourly Rate:$50 - $300/hr

Fees are negotiable and vary depending on the service. For CMAP accounts, fees are based on a percentage of assets. Advisor Managed Portfolios have a single 'wrap' fee covering advisory services and transactions, plus an AssetMark platform fee. CAAP and UMA portfolios also use wrap fees. Third Party Money Manager Selection services have fees ranging from 0.25% to 1.25% annually, plus TPMM fees. Financial planning fees range from $500 to $10,000 (fixed) or $50 to $300 per hour.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingRetirement Planning
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Advisor Information

Office location

1600 Paoli Pike, Suite 200, Malvern, PA, 19355

Get directions
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2024
Pending
Customer Dispute
December 2008
Denied
Other Business ActivitiesSells Insurance

Brett is a partner in 711 Station, LLC and SCS Management Group, and an Investment Advisor Representative at The Ameriflex Group. He also owns Straub Group Advantage, where he sells life and health insurance.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 7 mos
The Ameriflex Group
February 2022 - Present · 3 yrs 11 mos
Previous Registrations
Osaic Wealth, INC. Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
February 2022 - September 2023 · 1 yr 7 mos
Principal Securities, INC.
November 2002 - February 2022 · 19 yrs 3 mos
Principal Securities, INC. Broker
November 2002 - February 2022 · 19 yrs 3 mos
Signator Investors, INC.Broker
September 1993 - November 2002 · 9 yrs 2 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1993 - May 1997 · 3 yrs 8 mos
Carillon Investments, INC.Broker
April 1991 - September 1993 · 2 yrs 5 mos
State Registrations9 states
AZDEFLINNJNVNYPAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brett Thomas Straub - Financial Advisor | AdvisorDiscover