Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees are based on an annual percentage of assets under management, billed quarterly in arrears. The maximum annual advisory fee is 1.15%, but specific fees may vary based on account size, complexity, and activity. Financial planning services are typically included for households with over $1,000,000 under management; otherwise, financial planning fees range from $2,500 to $75,000, depending on complexity. Consulting fees also range from $2,500 to $75,000. Hourly rates for financial planning termination range from $150/hour to $500/hour.
Areas of Practice
Advisor Information
Office location
11852 Shaffer Drive, Building B, Littleton, CO, 80127
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a self-employed CPA providing tax preparation services to a small number of clients, dedicating minimal time to this activity. He is also a licensed insurance agent in Colorado, selling insurance products, which takes about 10% of his time monthly.