Daniel A Odigie

Ip Financial Advisory Services LLC

34 Years of Experience

View SEC Summary

Firm Information

Ip Financial Advisory Services LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

118 advisors

Number of Clients

2,041 clients

Average Client Portfolio

$223K average

Assets Under Management

$456.1M

Fee Structure

Financial Planning:Investment management only

IP Financial Advisory Services LLC representatives may earn commission-based compensation for selling insurance products, which is separate from advisory fees. This presents a conflict of interest. They may also receive compensation from third-party investment advisors for recommending their services, creating another potential conflict of interest. The firm also provides actuarial and other consulting services for separate fees.

View Full Brochure on SEC

Areas of Practice

Insurance Planning

Advisor Information

Office location

5950 Fairview Road, Suite 140, Charlotte, NC, 28210

Get directions

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2003

Settled

Customer Dispute

July 2003

Denied

Customer Dispute

September 2002

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Daniel is the owner/agent of MD Capital & Wealth Management LLC, offering accident, health, and life insurance, as well as fixed annuities and practice management consulting. This takes a few hours per week, all during trading hours.