BT
CFP

Brendan Richard Toomey

34 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
1,302 clients
Average Client Portfolio
$208K average
Assets Under Management
$270.6M

Fee Structure

Financial Plan Fee:$500 - $5,000
Hourly Rate:$50 - $400/hr

TIMI's fees vary based on the service provided. Individual model portfolio management fees range from 0.40% to 2.00% annually, based on assets under management. Pension consulting fees range from 0.40% to 2.95% of plan assets annually, or can be charged hourly ($50-$400/hour) or as a fixed fee ($1,000-$5,000). Financial planning fees are either hourly ($50-$400/hour) or fixed ($500-$5,000), depending on the client's circumstances. Fees are negotiable and may be discounted for family/friends of associated persons.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
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Advisor Information

Office location

420 Center Street, 1st Floor, Wallingford, CT, 06492

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2003
Closed-No Action
Other Business ActivitiesSells Insurance

Brendan prepares tax returns as a self-employed individual for about 30 hours per week from January to April. He also spends minimal time per month on fixed insurance through Toomey Investment Management.

Employment History
Current Registrations
Toomey Investment Management, INC
May 2019 - Present · 6 yrs 8 mos
Leigh Baldwin & Co., LLC Broker
January 2011 - Present · 15 yrs
Previous Registrations
Toomey Investment Management, INC
July 2012 - December 2018 · 6 yrs 5 mos
Toomey Investment Management, INC
June 2012 - December 2014 · 2 yrs 6 mos
Cadaret, Grant & Co., INC. Broker
June 1995 - December 2010 · 15 yrs 6 mos
Main Street Management CompanyBroker
November 1991 - July 1995 · 3 yrs 8 mos
State Registrations11 states
AZCTFLGAMANCNHNJNYSCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.