JC
Firm Information
Compensation
Commission-BasedFee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
2,473 clients
Average Client Portfolio
$256K average
Assets Under Management
$632.4M
Fee Structure
Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 0.35% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
IWS's fee schedule is computed on the basis of the market value of the client's portfolio assets. The maximum annual fee for this service is 0.35%. IWS generally imposes a minimum account size of $100,000, which may be waived by the firm in its sole discretion.
Areas of Practice
Investment Management
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Advisor Information
Office location
2801 Via Fortuna, Suite 250, Austin, TX, 78746
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009Closed-No Action
Other Business ActivitiesSells Insurance
John is the President and CEO of Waterloo Capital, an investment advisor, since 2011. He is also insurance licensed and provides insurance for estate tax needs when necessary.
Employment History
Current Registrations
Intelligent Wealth Solutions LLC
April 2019 - Present · 6 yrs 9 mos
Waterloo Capital
January 2011 - Present · 15 yrs
Previous Registrations
NFP Securities, INC.
November 2007 - January 2011 · 3 yrs 2 mos
Morgan Keegan & Company, INC.
March 2001 - December 2007 · 6 yrs 9 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.