Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

Fees are based on a percentage of assets under management, hourly charges, fixed fees, and commissions. All fees are fully disclosed and negotiable. The firm also offers fee-based financial planning services on an hourly or flat fee basis. Clients have the right to rescind the financial planning agreement without penalty within five business days of entering into such a contract. The firm does not dictate a minimum or maximum fee – all fees are reviewed by the compliance staff to confirm the legitimacy of the fees agreed upon.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

5793 Widewaters Parkway, Dewitt, NY, 13214

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Settled
Other Business ActivitiesSells Insurance

Clyde sells life and fixed products, dedicating about 10% of his time to this activity. He also solicits client accounts for Hazard & Siegel Advisory LLC, spending a few hours per week on this.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
June 2017 - Present · 8 yrs 7 mos
Hazard & Siegel, INC.Broker
March 2016 - Present · 9 yrs 10 mos
Previous Registrations
Ridgeway Conger Advisory Services
January 2016 - April 2016 · 3 mos
Ridgeway Conger Advisory Services
January 2015 - December 2015 · 11 mos
Ridgeway & Conger, INC.Broker
May 2008 - April 2016 · 7 yrs 11 mos
Ridgeway Conger Advisory Services
May 2008 - December 2014 · 6 yrs 7 mos
AXA Advisors, LLC
April 2008 - May 2008 · 1 mo
AXA Advisors, LLC Broker
August 2007 - May 2008 · 9 mos
Fsc Securities CorporationBroker
September 2004 - August 2007 · 2 yrs 11 mos
Tower Square Securities, INC.Broker
July 2003 - September 2004 · 1 yr 2 mos
Allstate Financial Services, LLCBroker
May 2003 - July 2003 · 2 mos
Tower Square Securities, INC.Broker
March 2002 - June 2003 · 1 yr 3 mos
Tower Square Securities, INC.
March 2002 - June 2003 · 1 yr 3 mos
Fsc Securities CorporationBroker
June 1999 - March 2002 · 2 yrs 9 mos
Mony Securities CorporationBroker
April 1998 - June 1999 · 1 yr 2 mos
Pnmr Securities, INC.Broker
September 1987 - April 1998 · 10 yrs 7 mos
Safeco Securities, INC.Broker
May 1987 - September 1987 · 4 mos
John Hancock Distributors, INC.Broker
May 1982 - June 1987 · 5 yrs 1 mo
Shearson Loeb Rhoades INC.Broker
March 1982 - April 1982 · 1 mo
Blc Equity Services Corporation Broker
March 1979 - February 1980 · 11 mos
Glicoa Associates, INC.Broker
May 1976 - March 1979 · 2 yrs 10 mos
Ina Security CorporationBroker
January 1974 - August 1976 · 2 yrs 7 mos
Connecticut Mutual Life Insurance CompanyBroker
October 1972 - June 1979 · 6 yrs 8 mos
Piedmont Capital CorporationBroker
November 1969 - January 1972 · 2 yrs 2 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Clyde Goldberg - Financial Advisor | AdvisorDiscover