DV
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
12 advisors
Number of Clients
174 clients
Average Client Portfolio
$43.9M average
Assets Under Management
$7.6B
Fee Structure
Minimum Investment:$1M
Financial Planning:Investment management only
SIMG charges fees based on a percentage of assets under management. The specific percentage varies depending on the investment strategy selected, and fees are negotiable. SIMG may also enter into asset/performance-based fee arrangements with certain qualified clients. Minimum account sizes range from $1,000,000 to $3,000,000 depending on the strategy.
Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information
Office location
9 Greenway Plaza, Houston, TX, 77046
Get directionsRegulatory History (1)
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Criminal
March 1991Final Disposition
Employment History
Current Registrations
Stephens Investment Management Group, LLC
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Stephens
March 2023 - December 2023 · 9 mos
Stephens Broker
March 2023 - December 2023 · 9 mos
Invesco Advisers, INC.
January 2010 - June 2022 · 12 yrs 5 mos
Invesco Aim Private Asset Management, INC.
August 2005 - January 2010 · 4 yrs 5 mos
Invesco Distributors, INC.Broker
June 1992 - June 2022 · 30 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.