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Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
72 advisors
Number of Clients
4,545 clients
Average Client Portfolio
$377K average
Assets Under Management
$1.7B
Fee Structure
Financial Plan Fee:$100 - $10,000
NBCS offers financial planning services for a negotiated flat fee or a percentage of assets under management, or a combination of both. The financial planning fee typically ranges from $100 to $10,000, depending on the complexity of the client's situation. Advisory fees are not charged for insurance analysis. The client is not obligated to implement the financial plan with NBCS.
Areas of Practice
Financial Planning & Coaching
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Advisor Information
Office location
561 Fairhope Ave, Suites 203 D&E, Fairhope, AL, 36532
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002Denied
Other Business Activities
Dale is a member of Third Saturday LLC, which holds the rights to a University of Alabama football stadium skybox. He spends no time on this non-investment related activity.
Employment History
Current Registrations
Nbc Securities, INC.
April 1997 - Present · 28 yrs 9 mos
Nbc Securities, INC. Broker
July 1996 - Present · 29 yrs 6 mos
Previous Registrations
Nbc Securities, INC. Broker
May 1996 - May 1996 · 0 mos
Sterne, Agee & Leach, INC.Broker
October 1993 - May 1996 · 2 yrs 7 mos
State Registrations18 states
ALCACOFLGAKYLAMDMOMSNCNMNYOHPATNTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.