TT
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
19 advisors
Number of Clients
2,583 clients
Average Client Portfolio
$745K average
Assets Under Management
$1.9B
Fee Structure
NWFA primarily charges fees based on a percentage of assets under management. The advisory fee is negotiable, with a maximum annual fee of 2.00%. Fees are charged quarterly in advance. Clients may also be subject to custodian fees, account maintenance fees, and transaction charges. Financial planning services are available for a fee based on the time required to prepare the plan, with an estimate provided beforehand.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingEducation PlanningInsurance Planning
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Advisor Information
Office location
231 Maple Avenue, East, Vienna, VA, 22180
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008Denied
Other Business ActivitiesSells Insurance
Thomas is an employee of NW Financial Group, LLC and provides investment advisory services through Northwest Financial Advisors LLC. He also works as a life insurance agent for Northwest Insurance Agency LLC, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Northwest Financial Advisors LLC
August 2013 - Present · 12 yrs 5 mos
Northwest Financial Group LLCBroker
September 2008 - Present · 17 yrs 4 mos
LPL Financial LLC
September 2008 - Present · 17 yrs 4 mos
LPL Financial LLC Broker
September 2008 - Present · 17 yrs 4 mos
Previous Registrations
Northwest Financial LLC
October 2008 - August 2013 · 4 yrs 10 mos
LPL Financial LLC
September 2008 - August 2013 · 4 yrs 11 mos
Financial Network Investment Corporation
August 2004 - July 2008 · 3 yrs 11 mos
Financial Network Investment CorporationBroker
March 2004 - July 2008 · 4 yrs 4 mos
PFS Investments INC. Broker
December 2003 - March 2004 · 3 mos
Lincoln Financial Advisors Corporation
August 1997 - November 2003 · 6 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
August 1992 - November 2003 · 11 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
August 1992 - November 2003 · 11 yrs 3 mos
State Registrations32 states
AZCACOCTDCDEFLGAILINKYMAMDMIMNMSNCNJNVNYOHOKPARISCSDTNTXVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.