Eric Robert Schwartz

Transcend Capital Advisors, LLC

31 Years of Experience

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Firm Information

Transcend Capital Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

19 advisors

Number of Clients

1,065 clients

Average Client Portfolio

$2.9M average

Assets Under Management

$3.1B

Fee Structure

Financial Planning:Included in AUM fee

Financial Plan Fee:$1,000

Investment management fees are negotiable, not exceeding 2.00% annually, and are prorated and paid monthly in advance based on the average daily market value of assets. Financial planning and consulting services have an initial fee of $1,000, with the remainder invoiced based on the agreement terms. Clients may incur additional fees and expenses charged by mutual funds and ETFs.

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Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Advisor Information

Office location

821 5th Avenue South, Suite 102, Naples, FL, 34102

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Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2022

Settled

Customer Dispute

July 2019

Denied

Customer Dispute

May 2019

Settled

Customer Dispute

April 2019

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Eric is a member of EJD Realty Associates, LLC, a partnership managing real estate in New Lebanon, NY and Bonita Springs, FL, spending minimal time on it. He is also an agent for Transcend Wealth Collective Insurance Services, selling non-variable insurance, dedicating about 10-20% of his time to this activity.