Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal charges fees based on a percentage of assets under management, with a maximum annual fee of 2.0%, which is negotiable. Fees are billed quarterly in advance, but may be billed in arrears for certain custodian programs. The firm may modify fees with 30 days' written notice. Clients authorize fee deduction from their accounts. Regal has an economic incentive to recommend its RDIM/RNIM/Free Form Advisor programs versus the various RBC and HTS wrap fee programs.
Areas of Practice
Advisor Information
Office location
2640 Highway 70, Building 8, Suite 102, Manasquan, NJ, 08736
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Customer Dispute
January 1998Other Business ActivitiesSells Insurance
Keith works as an insurance agent selling fixed, indexed, and variable insurance products through Prudential, dedicating a few hours per week. He is also a part owner of McGrath Financial Services LLC, a holding company, spending minimal time on this.