Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for wealth management accounts sub-advised by SK are based on assets under management or are flat fees, generally ranging from 0.40% to 1.00% (40 to 100 bps). For Qualified Small Business investments, fees of approximately 1.75% are charged. Institutional client fees range from 0.05% to 0.50% (5 to 50 bps). Endowment and foundation client fees range from 0.20% to 1.00% (20 to 100 bps). Clients may also pay initial consulting fees, travel expenses, family office service fees, and special project fees. Clients with investments in private funds will be subject to management fees and other expenses of the private fund. SKK may receive compensation for providing other services related to the fund, such as due diligence fees, real estate development services, early-stage business consulting, and other services.
Areas of Practice
Advisor Information
Office location
53 State Street, 23rd Floor, Boston, MA, 02109-2820
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a managing member at Shepherd Kaplan Krochuk LLC, an investment advisor, dedicating about half his time to long-term strategy and operations. He also spends minimal time overseeing the broker-dealer application for SKK Capital Advisors, LLC.