BC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
57 advisors
Number of Clients
1,958 clients
Average Client Portfolio
$175K average
Assets Under Management
$343.5M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
The maximum annual fee for the APM program is 2.50%, billed quarterly in advance. Fees are negotiable at the discretion of RIA or the Financial Advisor. Clients may incur additional costs such as mutual fund internal management fees. Clients can terminate their agreement with written notice, and unearned fees will be refunded.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningInsurance Planning
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Advisor Information
Office location
1201 N. Orange Street, Suite 729, Wilmington, DE, 19801
Get directionsRegulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016Settled
Customer Dispute
June 2006Closed-No Action
Customer Dispute
August 1998Settled
Customer Dispute
November 1997Settled
Employment Separation After Allegations
August 1994Other Business ActivitiesSells Insurance
Bobby is the CEO/President of Airbubbles LLC, involved in aviation, and owns Regal Rooms LLC (leasing space) and Regal Waves LLC (recording/broadcasting). He also works full-time for Realta Investment Advisors, Inc. and Cowand Wealth Management, and spends a few hours per week as an insurance agent.
Employment History
Current Registrations
Realta Investment Advisors, INC
January 2018 - Present · 8 yrs
Realta Equities, INC.Broker
January 2018 - Present · 8 yrs
Previous Registrations
Cary Street Partners
November 2013 - March 2018 · 4 yrs 4 mos
Cary Street PartnersBroker
November 2013 - March 2018 · 4 yrs 4 mos
Riverstone Wealth Management
January 2004 - December 2013 · 9 yrs 11 mos
Riverstone Wealth Management, INC.Broker
March 1996 - December 2013 · 17 yrs 9 mos
Bluebonnet Securities, INC.Broker
June 1995 - March 1996 · 9 mos
H.J. Meyers & Co., INC.Broker
August 1994 - May 1995 · 9 mos
Dickinson & CO.Broker
February 1993 - September 1994 · 1 yr 7 mos
State Registrations19 states
ARAZCACOFLGAILMNMONCNDNHNJNYOKTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.