MB

Michael Conrad Bauder

31 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
53 clients
Average Client Portfolio
$151.6M average
Assets Under Management
$8.0B

Fee Structure

Financial Planning:Investment management only

Harbert Fund Advisors receives management fees and performance-based compensation for advisory services. The typical range for Fund management fees is 1% to 2.5% per year. Management fees for separate accounts are negotiated with each client. Certain absolute return Funds charge a redemption fee (generally 3%) if an investor withdraws capital prior to the expiration of a lock-up period.

Areas of Practice
Investment ManagementReal Estate InvestingAlternative InvestmentsHigh Net Worth
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Advisor Information

Office location

2100 Third Avenue North, Ste 600, Birmingham, AL, 35203

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Harbert Fund Advisors, INC.
January 2007 - Present · 19 yrs
Previous Registrations
Hmc Investments, LLCBroker
July 2006 - February 2025 · 18 yrs 7 mos
Hancock Investment Services, INC.
August 2003 - December 2004 · 1 yr 4 mos
Hancock Investment Services, INC. Broker
January 2001 - July 2006 · 5 yrs 6 mos
Investment Centers of America, INC.Broker
January 1999 - December 2000 · 1 yr 11 mos
Invest Financial CorporationBroker
January 1999 - January 2001 · 2 yrs
Raymond James & Associates, INC. Broker
January 1997 - February 1999 · 2 yrs 1 mo
Investment Management & Research, INCBroker
July 1994 - January 1997 · 2 yrs 6 mos
Raymond James & Associates, INC. Broker
April 1994 - July 1994 · 3 mos
State Registrations1 state
AL
Advisor
Exams
No exam information available for this advisor.