Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ashton Thomas charges an annual fee based on a percentage of assets under management for investment advisory services. These fees may include financial planning and consulting services if requested. Stand-alone financial planning and consulting fees range from $150 to $1,000 per hour, depending on the service and professional involved. Clients in wrap fee programs may encounter additional non-billed expenses from mutual funds and ETFs. There is no mention of a minimum AUM fee or minimum investment amount.
Areas of Practice
Advisor Information
Office location
200 Canal View Blvd., Ste. 204, Rochester, NY, 14623
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gerald is involved in several investment-related activities, including reviewing portfolio recommendations for the Dadourian Foundation, serving as an Independent Director and Chairman of the Investment Committee for Mass Mutual Trust Co., and acting as CEO of Arax Investment Partners. He also holds chairman positions at Ashton Thomas Private Wealth, U.S. Capital Wealth Advisors, and Norte Advisors, and has passive ownership in commercial properties and other ventures.