Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1000K | 0.95% |
| $1.0M - $2.5M | 0.80% |
| $2.5M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Fees are negotiable. The maximum annual advisory fee is 1.75%.
Fee Estimator
Clients pay an annual advisory fee based on a tiered structure, calculated as a percentage of the market value of assets. The maximum annual advisory fee is 1.75%, and fees are negotiable. The minimum investment for new clients is $1,000,000, subject to a minimum annual fee of $9,500. Clients may switch from a flat percentage rate to the tiered fee structure upon request. The advisory fee is shared between The Sterling Group and its advisors.
Areas of Practice
Advisor Information
Office location
225 S. Lake Avenue, Suite 1075, Pasadena, CA, 91101
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles sells non-variable insurance products since 2002. He also operates under the DBA The Sterling Group, acting in a fiduciary capacity for The Sterling Group's 401k profit sharing plan, and provides asset management and financial planning services, taking about half of his time.