CR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
123 advisors
Number of Clients
5,849 clients
Average Client Portfolio
$289K average
Assets Under Management
$1.7B
Fee Structure
A.G.P. charges fees based on a percentage of assets under management, which are negotiable and range up to 3%. These fees are payable quarterly in advance. Financial planning services are charged on an hourly basis. A.G.P. also sponsors a Wrap Fee Program with fees ranging up to 2%.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
1201 Dove Street, Suite 200, Newport Beach, CA, 92660
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
A.G.P / Alliance Global Partners
July 2009 - Present · 16 yrs 6 mos
A.G.P. / Alliance Global Partners Broker
January 2004 - Present · 22 yrs
Previous Registrations
UBS Financial Services INC. Broker
June 2001 - July 2003 · 2 yrs 1 mo
UBS Financial Services INC.
July 1997 - July 2003 · 6 yrs
Salomon Smith Barney INC. Broker
November 1995 - July 2001 · 5 yrs 8 mos
Dean Witter Reynolds INC.Broker
June 1994 - November 1995 · 1 yr 5 mos
Columbus Financial, INC.Broker
October 1993 - May 1994 · 7 mos
Columbus Financial, INC.Broker
July 1993 - October 1993 · 3 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.