Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $25.0M | 0.90% |
| $25M+ | 0.70% |
Small Cap Equity Strategy. Minimum annual fee: $45,000. Fees are subject to negotiation.
Fee Estimator
Direct clients pay an annual fee based on the strategy and market value of their assets. For Small Cap Equity, the rate is 0.90% on the first $25 million and 0.70% over $25 million, with a $45,000 minimum annual fee. For Micro Cap Equity, it's a flat 1.0% with a $50,000 minimum. Small Cap Opportunities is 1.0% flat with a $50,000 minimum, Micro Cap Opportunities is 1.25% flat with a $62,500 minimum, and SMID Cap Opportunities is 1.0% on the first $25 million and 0.85% over $25 million, with a $50,000 minimum. Fees are negotiable and may be waived or reduced at the firm's discretion. Wrap clients pay fees to the wrap sponsor, not directly to Rice Hall James.
Areas of Practice
Advisor Information
Office location
600 West Broadway Suite 1000, San Diego, CA, 92101-3383
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gary is a member/PM at Rice, Hall James & Associates LLC since 1983. This investment-related activity takes up nearly full-time hours, with 143 hours spent on trading.