Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees are negotiable and are set at the discretion of the KWM IAR providing services. This fee is exclusive of a KIM model fee, underlying investment fees or any third-party money manager fee.
Fee Estimator
Wealth management fees are negotiable and capped at 2.50% annually, inclusive of any KIM asset management fees. The standard wealth management fee schedule is 1.50% on the first $250,000, 1.00% on the next $750,000, and 0.75% on amounts over $1,000,000. KIM model fees vary by model. Financial planning fees range from $0 to $25,000 and are negotiable. Ongoing investment consulting fees range from $500 to $12,500 per quarter. An accounting fee of up to $15 per quarter or $5 per month is also charged.
Areas of Practice
Advisor Information
Office location
10431 Illinois Road, Fort Wayne, IN, 46814
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Buff is an author of a book for Wharton School, spending a few hours per week on it. He also receives royalties from a published book and promotes the book and software, dedicating minimal time to this. Additionally, Buff has 100% ownership of Dormeier Properties LLC, a real estate investment, but spends no time on it.