Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $25.0M | 0.90% |
| $25M+ | 0.70% |
Small Cap Equity Strategy. Minimum annual fee: $45,000. Fees are subject to negotiation.
Fee Estimator
Direct clients pay an annual fee based on the strategy and market value of their assets. For Small Cap Equity, the rate is 0.90% on the first $25 million and 0.70% over $25 million, with a $45,000 minimum annual fee. For Micro Cap Equity, it's a flat 1.0% with a $50,000 minimum. Small Cap Opportunities is 1.0% flat with a $50,000 minimum, Micro Cap Opportunities is 1.25% flat with a $62,500 minimum, and SMID Cap Opportunities is 1.0% on the first $25 million and 0.85% over $25 million, with a $50,000 minimum. Fees are negotiable and may be waived or reduced at the firm's discretion. Wrap clients pay fees to the wrap sponsor, not directly to Rice Hall James.
Areas of Practice
Advisor Information
Office location
600 West Broadway Suite 1000, San Diego, CA, 92101
Get directionsRegulatory History
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Anthon is the Director of Operations at Rice Hall James & Associates since 2010, supervising a team that handles operational activities. This role requires full-time commitment, with 100 hours dedicated during trading.