BC
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
67 advisors
Number of Clients
1,340 clients
Average Client Portfolio
$36.5M average
Assets Under Management
$48.9B
Fee Structure
Fees for investment services are negotiable and can be a flat dollar fee or a percentage of assets. USI Advisors may calculate and deduct fees directly from client accounts or bill separately. Clients can terminate the agreement with 30 days' written notice. Some scenarios involve the implementation of a minimum fee/charge, which will be specified in the Investment Advisory Agreement.
Areas of Practice
Retirement Planning
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Advisor Information
Office location
95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usi Advisors
January 2003 - Present · 23 yrs
Usi Securities, INC. Broker
January 1999 - Present · 27 yrs
Previous Registrations
Commonwealth Equity Services, INC. Broker
April 1998 - December 1998 · 8 mos
Securities Service Network, INC.Broker
March 1997 - April 1998 · 1 yr 1 mo
Ifg Network Securities, INC.Broker
December 1996 - March 1997 · 3 mos
Buckhead Financial CorporationBroker
May 1996 - December 1996 · 7 mos
Cbl Equities, INC.Broker
December 1993 - May 1996 · 2 yrs 5 mos
State Registrations15 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.