EK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
46 advisors
Number of Clients
1,619 clients
Average Client Portfolio
$273K average
Assets Under Management
$442.2M
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:Up to $10,000
Hourly Rate:$250/hr
Asset management fees are based on a percentage of your assets (see table for rates). Financial planning and consulting are charged hourly ($250/hour) or as a flat fee (up to $10,000), both of which are negotiable. Fees for third-party advisors are separate and in addition to Prosperity Wealth Management's fees.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax Planning
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Advisor Information
Office location
2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA, 94583
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003Settled
Other Business ActivitiesSells Insurance
Elliot is the President of Prosperity Financial Group, a financial planning firm, since 2000, where he focuses on retirement planning, benefits administration, and asset management. He also owns and manages Prosperity Wealth Management, an investment advisory business, and offers health/group benefits and fixed annuities.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
January 2020 - Present · 6 yrs
Fortune Financial Services, INC.Broker
August 2014 - Present · 11 yrs 5 mos
Prosperity Financial Group, INC.
February 2008 - Present · 17 yrs 11 mos
Previous Registrations
Prosperity Wealth Management, INC.
February 2015 - December 2019 · 4 yrs 10 mos
Financial Telesis INCBroker
June 2010 - August 2014 · 4 yrs 2 mos
Financial Telesis, INC.
June 2010 - June 2010 · 0 mos
Raymond James Financial Services Advisors, INC
January 2009 - June 2010 · 1 yr 5 mos
Raymond James Financial Services
April 2000 - January 2009 · 8 yrs 9 mos
Raymond James Financial Services, INC.Broker
April 2000 - June 2010 · 10 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
October 1993 - May 2000 · 6 yrs 7 mos
The Lincoln National Life Insurance CompanyBroker
October 1993 - May 2000 · 6 yrs 7 mos
State Registrations15 states
AZCACOCTFLLAMTNCNJNMNVORTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.