NA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
4 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$9.3M
Fee Structure
Financial Planning:Investment management only
Clients/Investors who invested in the WMS Income Opportunity Funds and the WMS Real Estate Opportunity Fund are subject to an annual management fee equal to 1.00% of the client’s capital account with the respective fund. The management fee is calculated quarterly. The WMS Real Estate Opportunity Fund, LLC has the potential to charge a performance fee.
Areas of Practice
Investment Management
Loading...
Advisor Information
Office location
1 W. Pennsylvania Avenue, Suite 800, Towson, MD, 21204
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wms Partners, LLC
August 2025 - Present · 5 mos
Hb Wealth
January 2025 - Present · 1 yr
Previous Registrations
Wms Partners, LLC
November 2018 - June 2025 · 6 yrs 7 mos
Warisan Capital Management
June 2017 - July 2018 · 1 yr 1 mo
A.L. Stuart Investments, LLC
August 2012 - June 2017 · 4 yrs 10 mos
Deutsche Bank Securities INC.
August 2006 - August 2012 · 6 yrs
UBS Financial Services INC.
January 2003 - September 2006 · 3 yrs 8 mos
State Registrations2 states
MDTX
Advisor
Exams
No exam information available for this advisor.