DH

David John Horonzy

31 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
Financial Plan Fee:From $500

Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
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Advisor Information

Office location

One Federal Street, 19th Floor, Boston, MA, 02110

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Moors & Cabot, INC. Broker
March 2024 - Present · 1 yr 10 mos
Moors & Cabot, INC.
March 2024 - Present · 1 yr 10 mos
Moors & Cabot, INC
March 2024 - Present · 1 yr 10 mos
Previous Registrations
Janney Montgomery Scott LLC
July 2006 - February 2024 · 17 yrs 7 mos
Janney Montgomery Scott LLC Broker
June 2006 - February 2024 · 17 yrs 8 mos
Raymond James Financial Services
May 2002 - June 2006 · 4 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2002 - June 2006 · 4 yrs 2 mos
UBS Painewebber INC. Broker
April 1998 - April 2002 · 4 yrs
UBS Painewebber INC.
March 1998 - April 2002 · 4 yrs 1 mo
Prudential Securities IncorporatedBroker
April 1995 - February 1998 · 2 yrs 10 mos
H.J. Meyers & Co., INC.Broker
April 1995 - April 1995 · 0 mos
Meyers Securities CorporationBroker
January 1994 - May 1995 · 1 yr 4 mos
State Registrations14 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David John Horonzy - Financial Advisor | AdvisorDiscover