Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $1.0M | 2.50% |
| $1M+ | 2.00% |
Maximum annual fee. Transaction fees may be paid by the client or the IAR. If the IAR pays transaction fees, a higher AUM fee (but not beyond the maximums) may be negotiated.
Fee Estimator
Fees for managed accounts are negotiated with the IAR, up to a maximum rate (see table). There is also a $125 annual account fee. Financial planning is offered at an hourly rate up to $300 per hour or a fixed rate, as negotiated with the IAR. If you choose a program sponsored by an outside sponsor available on Envestnet, your IAR will provide you with the program sponsor's Form ADV that will provide you with the fees and services provided by the program.
Areas of Practice
Advisor Information
Office location
80 Broad Street, 29th Floor, New York, NY, 10004
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is the CEO of 2712 Riverside Dr Inc, a real estate company, since 2011. He dedicates a few hours per week to this activity.