AC

Aaron Dale Chamberlin

31 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
1106 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Minimum Investment:$10K
Minimum Annual Fee:$250

Oppenheimer's advisory fees are negotiable and vary based on account type, size, and services provided. The minimum annual fee is $250, but this is waived for accounts over $50,000 or households with at least $250,000 in advisory accounts. The fees cover investment services, trading, custody, and reporting. Clients may pay more or less in a wrap fee program compared to purchasing services separately. The table above shows the maximum fees for each program.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

2121 Palomar Airport Road, Suite 130, Carlsbad, CA, 92011

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2021
Customer Dispute
July 2008
Closed-No Action
Other Business Activities

Aaron is the trustee of the John Arnold Family Trust since 1998, providing basic trust duties. This investment-related activity requires minimal time.

Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2021 - Present · 4 yrs 9 mos
Oppenheimer & CO. INC. Broker
March 2021 - Present · 4 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
July 2009 - April 2021 · 11 yrs 9 mos
Stifel, Nicolaus & Company, Incorporated Broker
July 2009 - April 2021 · 11 yrs 9 mos
Wells Fargo Advisors, LLC Broker
January 2008 - July 2009 · 1 yr 6 mos
Wells Fargo Advisors, LLC
January 2008 - July 2009 · 1 yr 6 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
March 1995 - January 2008 · 12 yrs 10 mos
Edward D. Jones & Co., L.P. Broker
March 1994 - March 1995 · 1 yr
State Registrations18 states
AZCACOFLHIIDKSMONCNMNVNYORSCTXUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Dale Chamberlin - Financial Advisor | AdvisorDiscover