Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
151 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$388.3M

Fee Structure

Minimum Investment:$1M

Investment management fees are calculated and billed quarterly, either in arrears based on the average daily balance or in advance based on the previous quarter's balance, with a maximum annual fee of 1.5%. Fees vary based on account size and complexity and may be negotiable. Employees and their family accounts are charged a reduced fee. The firm requires a minimum of $1 million of investable assets, but this may be waived at the firm's discretion.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net WorthCharitable Giving
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Advisor Information

Office location

7887 East Belleview Ave, Suite #800, Englewood, CO, 80111

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wakefield Wealth Management, Lllp
January 2015 - Present · 11 yrs
Wakefield Asset Management, Lllp
October 2007 - Present · 18 yrs 3 mos
Previous Registrations
Wakefield Asset Management, INC.
January 2004 - December 2007 · 3 yrs 11 mos
Capital West Asset Management LLC
January 2000 - November 2003 · 3 yrs 10 mos
State Registrations3 states
COILTX
Advisor
Exams
No exam information available for this advisor.