CC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
12 advisors
Number of Clients
486 clients
Average Client Portfolio
$742K average
Assets Under Management
$360.6M
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Advisor Information
Office location
270 Munoz Rivera Ave Suite Mezzanine, 270 Plaza, San Juan, PR, 00918
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2022Customer Dispute
December 2010Settled
Other Business Activities
Casto is the president and majority partner of True Substance and Vitallity, a short-term addiction rehabilitation center. He also owns a rental home and produces seminars and events related to wellbeing and addiction recovery.
Employment History
Current Registrations
Oriental Financial Services LLC
July 2022 - Present · 3 yrs 6 mos
Oriental Financial Services LLC Broker
July 2022 - Present · 3 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
July 2018 - May 2022 · 3 yrs 10 mos
UBS Financial Services INC. Broker
January 2002 - May 2022 · 20 yrs 4 mos
UBS Financial Services Incorporated of Puerto RicoBroker
January 2002 - August 2021 · 19 yrs 7 mos
Doral Securities, INC.Broker
September 1996 - January 2002 · 5 yrs 4 mos
R.K. Grace & CO.Broker
August 1996 - September 1996 · 1 mo
Prudential Securities IncorporatedBroker
January 1995 - August 1996 · 1 yr 7 mos
Allmerica Investments, INC.Broker
May 1994 - January 1995 · 8 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.