DT
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Hourly Rate:Up to $500/hr
This brochure supplement does not contain any fee information. Please refer to the PLP Advisors, LLC brochure for fee details.
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Advisor Information
Office location
961 Four Mile Road Nw, Suite B, Grand Rapids, MI, 49544-8252
Get directionsRegulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 2019Final Disposition
Criminal
August 2016Final Disposition
Regulatory
November 2010Final
Customer Dispute
January 2008Settled
Customer Dispute
March 2003Settled
Other Business ActivitiesSells Insurance
Dennis is involved in several outside business activities. He spends minimal time on real estate/property management and DCT Management and Consulting, LLC. He dedicates about 10-20% of his time to PLP Services, LLC, focusing on case design and wholesale fixed life and annuity products, and a few hours per week to PLP Metals, LLC, buying and selling precious metals.
Employment History
Current Registrations
Personal Legacy Planners
May 2020 - Present · 5 yrs 8 mos
Previous Registrations
Personal Legacy Planners
February 2014 - September 2016 · 2 yrs 7 mos
Veritas Specialized Investment Services, LLC
November 2010 - December 2010 · 1 mo
USA Advanced Planners INC.Broker
January 2006 - February 2011 · 5 yrs 1 mo
USA Wealth Management LLC
June 2003 - December 2013 · 10 yrs 6 mos
USA Financial Securities Corporation Broker
July 2000 - January 2006 · 5 yrs 6 mos
Lifeusa Securities, INC.Broker
September 1998 - August 2000 · 1 yr 11 mos
Investors Capital CORP.Broker
February 1995 - August 1998 · 3 yrs 6 mos
Mariner Financial Services, INC.Broker
July 1994 - February 1995 · 7 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.