Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Asset management fees range up to 2.5% annually, billed quarterly in advance. Flat fees are also used, generally up to $10,000 annually. Financial planning and consulting are charged hourly (up to $1,000/hour) or flat fee ($1,500 to $10,000). Pension consulting is charged hourly (up to $1,000/hour), flat fee ($1,000 to $10,000), or percentage of assets (up to 2.5%). A retainer of 50% is generally required for financial planning, not exceeding $1,200 when services can't be rendered within six months.
Areas of Practice
Advisor Information
Office location
1511 Sunday Drive Suite 214, Raleigh, NC, 27607
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott works as an investment advisor representative and DBA for advisory services and securities business, spending nearly full-time hours between Emerald Investment Partners and Madison Oaks Wealth Partners. He is also a registered representative with Kingswood Capital Partners and a licensed representative with various insurance companies, dedicating minimal time to each and receiving commissions.