RH
CFP · ChFC

Roger Allen Hubley

54 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
17 advisors
Number of Clients
381 clients
Average Client Portfolio
$343K average
Assets Under Management
$130.8M

Fee Structure

Financial Planning:Investment management only

IFS is compensated for investment advisory services by either a percentage of assets under management or fixed fees. Fees are negotiable for both non-retirement accounts and retirement plan accounts. On an annualized basis, fixed fees for non-retirement plan accounts portfolio management services are not based on account AUM, but are negotiable with a maximum of 150 basis points (1.50%). Clients will also incur brokerage and other transaction costs.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

The Villages, FL

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2016
Final
Regulatory
January 2002
Final
Other Business ActivitiesSells Insurance

Roger is the president of Networth Asset Management, dedicating full-time hours to this role. He also works full-time as an agent selling life and health insurance, spends a few hours per week as a rental real estate owner, and minimal time as an officer of CarAmy, LLC.

Employment History
Current Registrations
Intercarolina Financial Services, INC.
May 2024 - Present · 1 yr 8 mos
Intercarolina Financial Services, INC. Broker
May 2024 - Present · 1 yr 8 mos
Networth Asset Management, INC
November 2000 - Present · 25 yrs 2 mos
Previous Registrations
Transitional Broker LLCBroker
March 2024 - May 2024 · 2 mos
Intercarolina Financial Services, INC. Broker
July 2015 - February 2024 · 8 yrs 7 mos
Ifs SecuritiesBroker
February 2015 - August 2015 · 6 mos
Girard Securities, INC.
September 2011 - February 2015 · 3 yrs 5 mos
Girard Securities, INC.Broker
April 2009 - February 2015 · 5 yrs 10 mos
Prospera Financial Services, INC. Broker
October 2004 - May 2009 · 4 yrs 7 mos
The O.N. Equity Sales CompanyBroker
February 2003 - October 2004 · 1 yr 8 mos
Walnut Street Securities, INC.Broker
September 1989 - February 2003 · 13 yrs 5 mos
Integrated Resources Equity CorporationBroker
January 1984 - October 1989 · 5 yrs 9 mos
American Growth Fund Sponsors, INC.Broker
July 1979 - January 1984 · 4 yrs 6 mos
Linsco CorporationBroker
March 1977 - July 1977 · 4 mos
Provident Marketing CorporationBroker
January 1977 - July 1989 · 12 yrs 6 mos
Provident National Equities, INC.Broker
June 1975 - January 1977 · 1 yr 7 mos
Pml Securities CompanyBroker
November 1971 - August 1976 · 4 yrs 9 mos
State Registrations3 states
FLMNPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.