HB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
15 advisors
Number of Clients
871 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$876.0M
Fee Structure
Minimum Investment:None
Hourly Rate:$250/hr
Management fees for portfolio management range from 0.50% to 2.00% annually, billed quarterly in advance, based on the complexity of managing the client's assets. Financial planning is billed hourly at $250/hour, negotiable based on scope and complexity. Formidable Asset Management does not require a minimum investment amount to open and/or to maintain an account with it.
Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information
Office location
221 E 4th St, Suite 2850, Cincinnati, OH, 45202
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2016Customer Dispute
November 2008Denied
Customer Dispute
May 2005Denied
Employment History
Current Registrations
Formidable Asset Management, LLC
June 2016 - Present · 9 yrs 7 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
March 2008 - May 2016 · 8 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated Broker
March 2008 - May 2016 · 8 yrs 2 mos
Hilliard Lyons
October 2003 - March 2008 · 4 yrs 5 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
November 1994 - March 2008 · 13 yrs 4 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.