KW

Kevin John Williams

19 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
7 advisors
Number of Clients
320 clients
Average Client Portfolio
$153K average
Assets Under Management
$49.1M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only

LFI directs clients to third-party investment advisors and is compensated via a fee share. Fees are negotiable and disclosed to clients. They also offer a Cash Management Platform with a 0.50% fee, which is also negotiable. Alternative investment consulting fees vary depending on the sponsor, with some charging a flat fee ($2,500 annually for assets between $25,000 and $225,000) or a percentage (1.00% annually for assets over $250,000). LFI may direct clients to Synergy Asset Management LLC, Turner Capital Investments, LLC, Ignite Funding, Barrat Asset Management, Cantor Fitzgerald & Company, and REI Energy. The minimum investment for Turner Capital Investments, LLC is $100,000. For all other investments there is an account minimum requirement of $25,000. Clients are responsible for third-party fees.

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location

13215 SE Mill Plain Blvd, Suite C8-321, Vancouver, WA, 98684

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Denied
Other Business ActivitiesSells Insurance

Kevin engages with Synergy Financial Management's affiliated companies, including Synergy Financial Services, Inc (Insurance) and Synergy Mergers & Acquisitions, LLC DBA Synergy (Real Estate). He is also a real estate broker with Synergy Mergers + Acquisitions, earning commissions based on purchase and sales agreements.

Employment History
Current Registrations
Lifetime Financial, INC.
September 2022 - Present · 3 yrs 4 mos
Synergy Asset Management, LLC
April 2020 - Present · 5 yrs 9 mos
Previous Registrations
Gennaker Capital LLC
October 2018 - April 2020 · 1 yr 6 mos
Goldbloom Wealth Management LLC
March 2016 - June 2018 · 2 yrs 3 mos
Elite Wealth Management, INC.
January 2013 - March 2015 · 2 yrs 2 mos
Amerivest Investment Management, LLC
January 2008 - January 2013 · 5 yrs
TD Ameritrade, INC.
January 2008 - January 2013 · 5 yrs
Key Investment Services LLC
May 2006 - January 2008 · 1 yr 8 mos
Shelgren Financial Group, INC.
February 2005 - July 2006 · 1 yr 5 mos
State Registrations2 states
CAWA
Advisor
Exams
No exam information available for this advisor.
Kevin John Williams - Financial Advisor | AdvisorDiscover