Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Subject to a $300 minimum quarterly fee (not to exceed 3% of a client’s assets under management).
Fee Estimator
The advisory fees are negotiable and based on the value and type of assets managed. The annual fee is 2.00% for the first $1,000,000, 1.75% for assets between $1,000,001 and $5,000,000, and 1.50% for assets over $5,000,000. Fees are charged quarterly in advance, subject to a $300 minimum quarterly fee. Clients may also pay a $50 annual custodial fee for IRA accounts. Transaction fees of $20.00 - $40.00 per trade may apply. Due to the quarterly minimum fee, a client's annual fee may exceed 2%.
Areas of Practice
Advisor Information
Office location
900 North Shore Drive Suite 279, Lake Bluff, IL, 60044
Get directionsRegulatory History (13)
Customer Dispute
January 2024Customer Dispute
May 2022Regulatory
April 2022Regulatory
January 2017Regulatory
August 2012Customer Dispute
June 2011Customer Dispute
May 2011Customer Dispute
May 2011Regulatory
April 2011Customer Dispute
April 2011Customer Dispute
April 2011Employment Separation After Allegations
March 2011Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Jason is an insurance agent selling fixed income annuities, long-term care, and life insurance, dedicating about half his time to this. He also has ownership stakes in several LLCs formed for passive investment and provides consulting services to various companies, including coaching high school football.