DH
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
24 advisors
Number of Clients
94 clients
Average Client Portfolio
$92.1M average
Assets Under Management
$8.7B
Fee Structure
Financial Planning:Investment management only
This firm manages private investment funds. Fee information is not provided in this brochure.
Areas of Practice
Alternative Investments
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Advisor Information
Office location
One Riverway, Suite 2000, Houston, TX, 77056
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Caz Investments L.P.
January 2025 - Present · 1 yr
Previous Registrations
Hartford Funds
October 2015 - October 2023 · 8 yrs
Hartford Funds Distributors, LLCBroker
October 2015 - October 2023 · 8 yrs
New York Life Investment Management LLC
January 2005 - July 2015 · 10 yrs 6 mos
Nylife Distributors LLCBroker
September 2004 - July 2015 · 10 yrs 10 mos
Securities Management & Research, INC.Broker
July 2001 - July 2004 · 3 yrs
Service Asset Management CompanyBroker
October 2000 - March 2001 · 5 mos
Penson Financial Services, INC.Broker
March 2000 - December 2000 · 9 mos
Trimark Securities, L.P.Broker
April 1999 - January 2000 · 9 mos
Fahnestock & Co., INC. Broker
January 1999 - April 1999 · 3 mos
First of Michigan CorporationBroker
January 1998 - January 1999 · 1 yr
Olde Discount CorporationBroker
April 1995 - January 1998 · 2 yrs 9 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.