JA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
133 clients
Average Client Portfolio
$774K average
Assets Under Management
$103.0M
Fee Structure
Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $50K | 1.95% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
In special circumstances, and in our sole discretion, we may negotiate a lesser management fee based upon certain criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
The firm charges an annual "wrap-fee" based on the market value of assets under management. This fee includes portfolio management and Pershing's transaction costs. Fees are billed quarterly in advance. In special circumstances, a lesser fee may be negotiated. The minimum initial investment is $50,000, but may be reduced to $25,000 with approval.
Areas of Practice
Investment Management
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Advisor Information
Office location
5605 Glenridge Drive, Suite 950, Atlanta, GA, 30342
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2025 - Present · 2 mos
Mccormack Financial Planning INC.
May 2025 - Present · 8 mos
Previous Registrations
Dempsey Lord Smith, LLC Broker
May 2022 - November 2025 · 3 yrs 6 mos
E*trade Securities LLCBroker
February 2022 - May 2022 · 3 mos
J.P. Morgan Securities LLC Broker
June 2021 - February 2022 · 8 mos
Wellington Sales CORP.Broker
January 2001 - October 2002 · 1 yr 9 mos
A I M Distributors, INC.Broker
May 1995 - July 2000 · 5 yrs 2 mos
State Registrations1 state
GA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.